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Diversified Financial Advisors
Customer Privacy of Information Policy
As our customer, you have trusted Diversified
Financial Advisors to help you achieve financial success and
stability. To maintain that trust, we are committed to protect
the privacy and security of the personal information that
we collect about our customers. This notice is intended to
help you understand how we collect, handle, and safeguard
that information.
We treat the personal information of our
customers in a confidential manner. We do not provide any
information to unrelated companies for the purpose of marketing
their products or services to our customers.
When you establish a relationship with us,
you are requested to furnish personal and financial information
used to assist in assessing your investment objectives and
goals. The information you share with us is often private
and confidential, and we are therefore committed to its protections.
In addition to the information collected, during the course
of our relationship we may also collect a variety of nonpublic
personal information from other sources. The confidential
information we collect may include the following:
- Information we receive from you, such
as your name, address, social security number, assets, income,
investment objectives and other information as required
by Industry Regulators.
- Information about your transactions,
including balances, portfolio holdings, cash balances, margin
balances, and customer statements. Also included may be
portfolio evaluations.
- Medical or health information that you
the customer authorize us to receive from doctors or other
health care providers and medical vendors in relation to
the advice provided on a traditional or variable life policy.
Diversified Financial Advisors does not
share customer information with any third party other than
those that are authorized by you or that are required in order
for us to provide services agreed upon by the client, service
an account, execute a transaction, or if required to do so
by regulation or law.
Diversified Financial Advisors has established
policies to maintain physical, electronic, and procedural
safeguards to maintain the confidentiality of the personal
information of our customers. Appropriate measures are taken
to ensure that access is available to those individuals who
need to know that information in order to provide our products
and services.
Diversified Financial Advisors will not
disclose any non-public personal information about its clients
or former clients to anyone, except as permitted by law. If
a client decides to close the client's account(s) with the
investment adviser or becomes an inactive client, the investment
adviser will continue to adhere to its privacy policy and
practices with respect to that client as described in this
notice.
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